The Bay State has fined Fidelity Brokerage Services $750,000 over the company’s past practice of rubber-stamping options trading applications. Secretary of the Commonwealth William Galvin has handed ...

Fidelity Brokerage Services’ “lackadaisical attitude” towards how it reviewed options trading applications put retail investors at risk, according to Massachusetts Commonwealth Secretary William ...

Massachusetts Secretary of the Commonwealth William F. Galvin Monday fined Fidelity Brokerage Services $750,000 over the company’s alleged past practice of "rubber-stamping" clients' applications to ...

Fidelity Brokerage Services has agreed to pay $750,000 to settle charges brought by Massachusetts securities regulators alleging the firm maintained a lax application process for retail investors ...